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DAVID TODD HARDING
DAVIV T HARDING
CRD#: 2762385
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 40 SPEEN STREET
SUITE 202
FRAMINGHAM, MA 01701
CETERA ADVISORS LLCCRD#: 10299 40 SPEEN STREET
SUITE 202
FRAMINGHAM, MA 01701
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2005 (<1 year)2 FIRMS2005 - 2007 (2 years)2 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2016 (7 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2016 - Present (8 years)BQUICK & REILLY, INC. (CRD# 11217)2000 - 2004 (4 years)BBANKBOSTON INVESTOR SERVICES, INC. (CRD# 36369)2000 - 2000 (<1 year)BNYLIFE SECURITIES INC. (CRD# 5167)1997 - 2000 (3 years)IACETERA ADVISORS LLC (CRD# 10299)2016 - 2024 (7 years)IAQUICK & REILLY, INC. (CRD# 11217)2002 - 2004 (2 years)
Disclosure(s)
View By:
10/30/2012
Customer Dispute
Denied
9/21/2006
Customer Dispute
Denied
12/5/2000
Criminal
Final Disposition
License(s)

State Registrations

B
Connecticut 10/3/2016

IA
Massachusetts 3/21/2024

B
Florida 10/4/2016

B
New Hampshire 10/3/2016

B
Georgia 10/3/2016

B
Rhode Island 10/3/2016

B
Maine 10/3/2016

B
South Carolina 1/25/2018

B
Massachusetts 10/3/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
40 SPEEN STREET SUITE 202, FRAMINGHAM, MA 01701
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
40 SPEEN STREET SUITE 202, FRAMINGHAM, MA 01701
Registered with this firm since 10/3/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/03/2016 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
08/12/2009 - 10/03/2016 INVESTORS CAPITAL ADVISORY (CRD#:30613) FRAMINGHAM, MA
B
08/11/2009 - 10/03/2016 INVESTORS CAPITAL CORP. (CRD#:30613) FRAMINGHAM, MA
IA
08/07/2009 - 08/28/2009 NEXT FINANCIAL GROUP, INC. (CRD#:46214) FRAMINGHAM, MA
B
08/05/2009 - 08/28/2009 NEXT FINANCIAL GROUP, INC. (CRD#:46214) FRAMINGHAM, MA
IA
10/03/2007 - 08/19/2009 B.B. GRAHAM & COMPANY, INC. (CRD#:41533) FRAMINGHAM, MA
B
09/07/2007 - 08/19/2009 B.B. GRAHAM & COMPANY, INC. (CRD#:41533) FRAMINGHAM, MA
IA
09/02/2005 - 09/12/2007 FIRST MIDAMERICA INVESTMENT CORPORATION (CRD#:104476) FRAMINGHAM, MA
B
08/30/2005 - 09/12/2007 FIRST MIDAMERICA INVESTMENT CORPORATION (CRD#:104476) FRAMINGHAM, MA
IA
10/20/2004 - 08/26/2005 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ROSLINDALE , MA
B
10/20/2004 - 08/26/2005 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
IA
09/12/2002 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) ROSLINDALE, MA
B
09/01/2000 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
03/21/2000 - 09/06/2000 BANKBOSTON INVESTOR SERVICES, INC. (CRD#:36369) BOSTON, MA
B
03/17/1997 - 05/15/2000 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.