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Detailed Report
JOHN GREGORY JERMAK
GREG JERMAK
CRD#: 2762379
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 4300 COMMERCE CT; STE 105
LISLE, IL 60532
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2021 (14 years)2 FIRMS2021 - Present (3 years)BWUNDERLICH SECURITIES, INC. (CRD# 2543)2006 - 2007 (<1 year)BWILLIAM BLAIR & COMPANY L.L.C. (CRD# 1252)2000 - 2002 (1 year)
License(s)

State Registrations

B
California 7/21/2021
B
New York 7/21/2021
B
Connecticut 7/21/2021
B
North Carolina 7/21/2021
B
Illinois 7/21/2021
B
Ohio 7/21/2021
IA
Illinois 7/21/2021
B
Texas 7/21/2021
B
Indiana 7/21/2021
IA
Texas 7/21/2021
B
Massachusetts 9/7/2022
B
Wisconsin 7/21/2021
B
Missouri 7/21/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
4300 COMMERCE CT; STE 105, LISLE, IL 60532
Registered with this firm since 7/21/2021
B
LPL FINANCIAL LLC (CRD#:6413)
4300 COMMERCE CT; STE 105, LISLE, IL 60532
Registered with this firm since 7/21/2021
Previous Registration(s)
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IA
 04/09/2007 - 07/21/2021 WADDELL & REED (CRD#:866) LISLE, IL
B
 03/27/2007 - 07/21/2021 WADDELL & REED (CRD#:866) LISLE, IL
B
 05/26/2006 - 01/03/2007 WUNDERLICH SECURITIES, INC. (CRD#:2543) MEMPHIS, TN
B
 10/12/2000 - 08/19/2002 WILLIAM BLAIR & COMPANY L.L.C. (CRD#:1252) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.