Individual Firm
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KURT SIMEON EFTIKIDES
KURT S EFTIKIDES, KURT LESTAT
CRD#: 2762149
IA
B
WELLS FARGO ADVISORSCRD#: 19616 100 E LAKE RD
PALM HARBOR, FL 34685
PALM HARBOR, FL 34685
0
Disclosures
28
Years of Experience
View By:
State Registrations
B
Arizona 12/13/2022
B
Nevada 11/5/2019
B
California 12/22/2010
B
New Jersey 3/26/2024
B
Colorado 3/13/2015
B
New Mexico 1/6/2017
B
Florida 12/13/2010
B
New York 3/10/2025
IA
Florida 12/14/2010
B
North Carolina 8/5/2014
B
Georgia 5/13/2014
B
Ohio 1/3/2023
B
Indiana 3/3/2023
B
Pennsylvania 4/15/2015
B
Maryland 6/4/2019
B
South Carolina 1/12/2018
B
Massachusetts 7/13/2018
B
Texas 7/12/2024
B
Michigan 2/19/2025
B
Virginia 2/13/2024
B
Minnesota 11/23/2022
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 12/14/2010
B
Registered with this firm since 12/13/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/23/2009 - 12/15/2010 | CLEARWATER, FL | |
B | 10/23/2009 - 12/15/2010 | CLEARWATER, FL | |
IA | 06/15/2006 - 10/23/2009 | PALM HARBOR, FL | |
B | 05/22/2006 - 10/23/2009 | PALM HARBOR, FL | |
B | 01/01/2004 - 06/16/2006 | WINDSOR, CT | |
B | 06/09/2003 - 01/01/2004 | DES MOINES, IA | |
IA | 10/06/2000 - 04/02/2003 | TAMPA, FL | |
B | 10/06/2000 - 04/02/2003 | WEEHAWKEN, NJ | |
B | 02/07/1997 - 10/17/2000 | PURCHASE, NY | |
B | 10/25/1996 - 11/18/1996 | HICKSVILLE, NY | |
B | 07/09/1996 - 10/28/1996 | FT LAUDERDALE, FL |
CLEARWATER, FL
10/23/2009 - 12/15/2010
CLEARWATER, FL
10/23/2009 - 12/15/2010
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.