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Detailed Report
LEONARD MANGIARACINA JR
LEN MANGIARACINA, LEONARD MANGIARACINA JR., LEONARD MANGIARACINA
CRD#: 2760935
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 12505 PARK POTOMAC AVENUE
SUITE 200
POTOMAC, MD 20854
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2010 (3 years)2 FIRMS2010 - 2023 (12 years)2 FIRMS2023 - Present (2 years)BCOMMERCE CAPITAL MARKETS, INC. (CRD# 6940)1998 - 2000 (2 years)
License(s)

State Registrations

B
Arizona 2/17/2023
B
New Hampshire 2/17/2023
B
California 2/17/2023
B
New Jersey 2/17/2023
B
Colorado 2/17/2023
B
New Mexico 2/17/2023
B
Connecticut 2/17/2023
B
New York 2/17/2023
B
Delaware 2/17/2023
B
North Carolina 2/17/2023
B
District of Columbia 2/17/2023
B
Oregon 2/17/2023
B
Florida 2/17/2023
B
Pennsylvania 2/17/2023
B
Georgia 2/17/2023
B
Rhode Island 2/17/2023
B
Illinois 2/17/2023
B
South Carolina 2/17/2023
B
Maryland 2/17/2023
B
Tennessee 2/17/2023
IA
Maryland 2/17/2023
B
Texas 2/17/2023
B
Massachusetts 2/17/2023
IA
Texas 2/17/2023
B
Michigan 2/17/2023
B
Virginia 2/17/2023
B
Missouri 2/17/2023
B
West Virginia 2/17/2023
B
Nevada 2/17/2023
B
Wyoming 2/17/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
12505 PARK POTOMAC AVENUE SUITE 200, POTOMAC, MD 20854
Registered with this firm since 2/17/2023
B
MORGAN STANLEY (CRD#:149777)
12505 PARK POTOMAC AVENUE SUITE 200, POTOMAC, MD 20854
Registered with this firm since 2/17/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/23/2010 - 02/21/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NORTH BETHESDA, MD
B
 03/19/2010 - 02/21/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NORTH BETHESDA, MD
IA
 04/30/2007 - 03/25/2010 ALLIANCEBERNSTEIN L.P. (CRD#:108477) WASHINGTON, DC
B
 03/06/2007 - 03/25/2010 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) WASHINGTON, DC
B
 01/13/1998 - 01/31/2000 COMMERCE CAPITAL MARKETS, INC. (CRD#:6940) PHILADELPHIA, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.