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Detailed Report
CATHERINE FINEGAN HITESMAN
CATHERINE V FINEGAN
CRD#: 2760476
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 190 BILTMORE AVE
ASHEVILLE, NC 28801
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2009 (7 years)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - Present (14 years)BTHE ROBINSON-HUMPHREY COMPANY, LLC (CRD# 723)1996 - 2002 (5 years)
License(s)

State Registrations

B
California 5/27/2010
B
New York 5/27/2010
B
Colorado 5/27/2010
B
North Carolina 5/27/2010
B
District of Columbia 3/31/2017
IA
North Carolina 5/27/2010
B
Florida 5/27/2010
B
Ohio 5/27/2010
B
Georgia 5/27/2010
B
Pennsylvania 5/27/2010
B
Iowa 7/23/2014
B
South Carolina 5/27/2010
B
Kansas 3/16/2023
B
Tennessee 5/27/2010
B
Kentucky 12/22/2015
B
Texas 2/9/2012
B
Louisiana 3/31/2017
IA
Texas 2/27/2012
B
Massachusetts 5/27/2010
B
Virginia 5/27/2010
B
Michigan 4/9/2024
B
Washington 3/31/2017
B
Minnesota 10/26/2023
B
West Virginia 3/20/2023
B
New Hampshire 2/17/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
190 BILTMORE AVE, ASHEVILLE, NC 28801
Registered with this firm since 5/27/2010
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
190 BILTMORE AVE, ASHEVILLE, NC 28801
Registered with this firm since 5/27/2010
Previous Registration(s)
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IA
 06/01/2009 - 06/22/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) ASHEVILLE, NC
B
 06/01/2009 - 06/22/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) ASHEVILLE, NC
IA
 01/02/2002 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ASHEVILLE, NC
B
 01/02/2002 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ASHEVILLE, NC
B
 07/25/1996 - 01/02/2002 THE ROBINSON-HUMPHREY COMPANY, LLC (CRD#:723) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.