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MICHELLE FRANCES SHOCKLEY
MICHELLE FRANCES SHACKLEY
CRD#: 2759350
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 7345 BUSTLETON AVE
PHILADELPHIA, PA 19152
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 1998 (2 years)2 FIRMS2007 - 2011 (4 years)2 FIRMS2011 - Present (13 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2007 (8 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2007 (4 years)
Disclosure(s)
View By:
9/14/2016
Customer Dispute
Settled
License(s)

State Registrations

B
Florida 1/18/2018

IA
New Jersey 7/2/2024

B
Georgia 1/24/2025

B
New York 11/29/2023

B
Maryland 4/17/2024

B
Pennsylvania 7/12/2011

B
Massachusetts 2/11/2020

IA
Pennsylvania 7/12/2011

B
Nevada 9/1/2011

B
Virginia 2/23/2021

B
New Jersey 7/12/2011

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
7345 BUSTLETON AVE, PHILADELPHIA, PA 19152
123 SOUTH BROAD STREET 1ST FLOOR, PHILADELPHIA, PA 19109
Registered with this firm since 7/12/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7345 BUSTLETON AVE, PHILADELPHIA, PA 19152
123 SOUTH BROAD STREET 1ST FLOOR, PHILADELPHIA, PA 19109
Registered with this firm since 7/12/2011

Previous Registration(s)
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IA
11/14/2007 - 07/11/2011 PNC INVESTMENTS (CRD#:129052) PHILADELPHIA, PA
B
03/16/2007 - 07/11/2011 PNC INVESTMENTS (CRD#:129052) PHILADELPHIA, PA
IA
10/21/2002 - 03/21/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MT. LAUREL, NJ
B
02/10/1999 - 03/21/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MT. LAUREL, NJ
B
12/11/1996 - 12/23/1998 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
12/11/1996 - 12/23/1998 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.