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Detailed Report
ANI ORDOOKHANIAN
ANI MAMOS
CRD#: 2759303
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 225 S. LAKE AVE
STE 700
PASADENA, CA 91101
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2020 - 2024 (3 years)2 FIRMS2024 - Present (1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - 2020 (4 years)BMUTUAL SECURITIES, INC. (CRD# 13092)2015 - 2016 (<1 year)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2011 - 2015 (4 years)BMORGAN STANLEY SMITH BARNEY (CRD# 149777)2009 - 2010 (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2009 (6 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)2000 - 2001 (<1 year)BDREYFUS BROKERAGE SERVICES, INC. (CRD# 7289)1999 - 2000 (1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2019 - 2020 (1 year)
License(s)

State Registrations

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Arkansas 2/24/2025
B
Massachusetts 2/24/2025
B
California 4/10/2024
B
Utah 2/24/2025
IA
California 4/10/2024

SRO Registrations

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 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
225 S. LAKE AVE STE 700, PASADENA, CA 91101
225 S LAKE AVE 7TH FL [SUPPORT CENTER], PASADENA, CA 91101
Registered with this firm since 4/10/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
225 S. LAKE AVE STE 700, PASADENA, CA 91101
225 S LAKE AVE 7TH FL [SUPPORT CENTER], PASADENA, CA 91101
Registered with this firm since 4/10/2024
Previous Registration(s)
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IA
 10/14/2020 - 01/04/2024 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) LONG BEACH, CA
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 10/14/2020 - 01/04/2024 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) LONG BEACH, CA
IA
 05/15/2019 - 10/14/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PASADENA, CA
B
 10/19/2016 - 10/14/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PASADENA, CA
B
 12/07/2015 - 09/28/2016 MUTUAL SECURITIES, INC. (CRD#:13092) Los Angeles, CA
B
 11/29/2011 - 12/17/2015 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) LOS ANGELES, CA
B
 06/01/2009 - 10/28/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) PURCHASE, NY
B
 01/17/2003 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 10/25/2000 - 08/08/2001 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 05/25/1999 - 09/15/2000 DREYFUS BROKERAGE SERVICES, INC. (CRD#:7289) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.