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EMILY HOLMES MCCARTHY
EMILY M HOLMES, EMILY MARINA HOLMES
CRD#: 2758306
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 4601 TOUCHTON RD EAST, BLDG 400
JACKSONVILLE, FL 32246
JACKSONVILLE, FL 32246
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 4601 TOUCHTON RD EAST, BLDG 400
JACKSONVILLE, FL 32246
JACKSONVILLE, FL 32246
0
Disclosures
16
Years of Experience
View By:
State Registrations
B
Alabama 3/3/2023
B
Montana 3/3/2023
B
Alaska 3/3/2023
B
Nebraska 3/3/2023
B
Arizona 3/3/2023
B
Nevada 3/3/2023
B
Arkansas 3/3/2023
B
New Hampshire 3/3/2023
B
California 3/3/2023
B
New Jersey 3/3/2023
B
Colorado 3/3/2023
B
New Mexico 3/3/2023
B
Connecticut 3/3/2023
B
New York 3/3/2023
B
Delaware 3/3/2023
B
North Carolina 3/3/2023
B
District of Columbia 3/3/2023
B
North Dakota 3/3/2023
B
Florida 1/27/2023
B
Ohio 3/6/2023
IA
Florida 3/27/2023
B
Oklahoma 3/3/2023
B
Georgia 3/3/2023
B
Oregon 3/3/2023
B
Hawaii 3/3/2023
B
Pennsylvania 3/3/2023
B
Idaho 3/3/2023
B
Puerto Rico 3/3/2023
B
Illinois 3/3/2023
B
Rhode Island 3/3/2023
B
Indiana 3/3/2023
B
South Carolina 3/3/2023
B
Iowa 3/3/2023
B
South Dakota 3/3/2023
B
Kansas 3/3/2023
B
Tennessee 3/3/2023
B
Kentucky 3/3/2023
B
Texas 3/3/2023
B
Louisiana 3/3/2023
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Texas 3/6/2023
B
Maine 3/3/2023
B
Utah 3/3/2023
B
Maryland 3/3/2023
B
Vermont 3/3/2023
B
Massachusetts 3/3/2023
B
Virginia 3/3/2023
B
Michigan 3/3/2023
B
Washington 3/3/2023
B
Minnesota 3/3/2023
B
West Virginia 3/3/2023
B
Mississippi 3/3/2023
B
Wisconsin 3/3/2023
B
Missouri 3/3/2023
B
Wyoming 3/3/2023
SRO Registrations
B
B
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IA
Registered with this firm since 3/6/2023
B
Registered with this firm since 1/27/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/01/2009 - 09/07/2011 | MOORESVILLE, NC | |
B | 08/08/2002 - 01/01/2009 | MOORESVILLE, NC | |
B | 03/14/2001 - 06/12/2002 | BALTIMORE, MD | |
B | 12/31/2000 - 03/09/2001 | RADNOR, PA | |
B | 11/15/1999 - 12/31/2000 | PHILADELPHIA, PA | |
B | 10/09/1996 - 10/12/1999 | BALTIMORE, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.