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BRADLEY TRENT COVEY
Brad Covey
CRD#: 2758177
IA
Investment Adviser
B
Broker
AVIDIAN WEALTH SOLUTIONSCRD#: 127186 800 TOWN & COUNTRY BLVD
STE 410 AND STE 220
HOUSTON, TX 77024
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 800 Town & Country Blvd.
Suite 410
Houston, TX 77024
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2012 - 2018 (6 years)2 FIRMS2018 - Present (6 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2002 - 2012 (10 years)BRBC DAIN RAUSCHER INC. (CRD# 31194)2000 - 2002 (1 year)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1997 - 2000 (2 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2012 (7 years)
Disclosure(s)
View By:
5/7/2008
Customer Dispute
Settled
4/4/2008
Customer Dispute
Settled
6/4/2001
Customer Dispute
Settled
License(s)

State Registrations

B
Colorado 10/30/2018

B
South Carolina 7/29/2019

B
Florida 10/30/2018

IA
Texas 10/10/2018

B
New York 5/20/2021

B
Texas 10/30/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AVIDIAN WEALTH SOLUTIONS (CRD#:127186)
800 TOWN & COUNTRY BLVD STE 410 AND STE 220, HOUSTON, TX 77024
Registered with this firm since 10/10/2018

B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
800 Town & Country Blvd. Suite 410, Houston, TX 77024
Registered with this firm since 10/30/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2012 - 10/23/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) HOUSTON, TX
B
10/01/2012 - 10/23/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) HOUSTON, TX
IA
04/13/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
B
05/08/2002 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
B
06/16/2000 - 03/22/2002 RBC DAIN RAUSCHER INC. (CRD#:31194) NEW YORK, NY
B
10/16/1997 - 06/28/2000 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.