Individual Firm
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CARRIE ELIZABETH STINCHFIELD
CRD#: 2756851
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 814 A1A NORTH
SUITES 100 and 303
PONTE VEDRA BEACH, FL 32082
SUITES 100 and 303
PONTE VEDRA BEACH, FL 32082
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5/14/2017
Financial
Final
State Registrations
B
Arizona 7/30/2019
B
New Hampshire 7/28/2006
B
California 7/28/2006
B
New Jersey 9/29/2014
B
Colorado 7/28/2006
B
New York 1/2/2014
B
Delaware 1/31/2024
B
North Carolina 6/9/2008
B
Florida 7/28/2006
B
Ohio 1/3/2017
IA
Florida 7/31/2006
B
Oregon 1/3/2017
B
Georgia 7/28/2006
B
Pennsylvania 1/3/2017
B
Illinois 4/8/2022
B
Rhode Island 3/1/2019
B
Indiana 4/27/2007
B
South Carolina 6/22/2015
B
Kentucky 10/21/2014
B
Tennessee 7/15/2020
B
Louisiana 11/15/2024
B
Texas 7/28/2006
B
Maine 9/29/2006
IA
Texas 10/5/2016
B
Maryland 7/28/2006
B
Vermont 7/28/2006
B
Massachusetts 1/3/2017
IA
Vermont 10/14/2024
B
Michigan 1/3/2017
B
Virginia 7/28/2006
B
Missouri 1/9/2017
B
Washington 7/28/2006
B
Nevada 1/4/2017
SRO Registrations
B
B
B
B
B
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IA
Registered with this firm since 7/31/2006
B
Registered with this firm since 7/28/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/30/1996 - 08/01/2006 | PONTE VEDRA BEACH, FL | |
B | 07/23/1996 - 08/01/2006 | PONTE VEDRA BEACH, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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