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DAVID LEE KAPLAN
CRD#: 2756441
IA
Investment Adviser
B
Broker
CORNERSTONE WEALTH MANAGEMENT, LLCCRD#: 164666 7417 MEXICO ROAD
SUITE 104
ST. PETERS, MO 63376
LPL FINANCIAL LLCCRD#: 6413 7417 MEXICO ROAD, STE 104
ST. PETERS, MO 63376
Registration History
1996199820002002200420062008201020122014201620182020202220242026IACORNERSTONE WEALTH MANAGEMENT, LLC (CRD# 164666)2012 - Present (12 years)BLPL FINANCIAL LLC (CRD# 6413)2009 - Present (15 years)BEDWARD JONES (CRD# 250)1996 - 2009 (13 years)IALPL FINANCIAL LLC (CRD# 6413)2014 - 2016 (1 year)IALPL FINANCIAL LLC (CRD# 6413)2009 - 2013 (3 years)IAEDWARD JONES (CRD# 250)1999 - 2009 (10 years)
License(s)

State Registrations

B
Alabama 4/22/2014

B
Nebraska 6/25/2014

B
Alaska 4/17/2017

B
Nevada 4/22/2014

B
Arizona 4/22/2014

B
New Hampshire 4/22/2014

B
Arkansas 4/22/2014

B
New Jersey 4/22/2014

B
California 4/22/2014

B
New Mexico 4/22/2014

B
Colorado 4/22/2014

B
New York 4/22/2014

B
Connecticut 4/22/2014

B
North Carolina 4/22/2014

B
Delaware 4/22/2014

B
North Dakota 4/22/2014

B
District of Columbia 2/19/2015

B
Ohio 4/22/2014

B
Florida 4/22/2014

B
Oklahoma 1/7/2013

B
Georgia 4/22/2014

B
Oregon 4/22/2014

B
Hawaii 11/19/2015

B
Pennsylvania 4/22/2014

B
Idaho 4/22/2014

B
Puerto Rico 3/6/2024

B
Illinois 8/17/2009

B
Rhode Island 10/9/2014

B
Indiana 4/22/2014

B
South Carolina 1/10/2014

B
Iowa 4/22/2014

B
South Dakota 4/22/2014

B
Kansas 10/26/2009

B
Tennessee 4/22/2014

B
Kentucky 4/22/2014

B
Texas 4/22/2014

B
Louisiana 4/22/2014

B
Utah 11/19/2015

B
Maryland 4/22/2014

B
Vermont 3/1/2023

B
Massachusetts 4/22/2014

B
Virgin Islands 9/8/2016

B
Michigan 4/22/2014

B
Virginia 4/22/2014

B
Minnesota 4/22/2014

B
Washington 4/22/2014

B
Mississippi 4/22/2014

B
West Virginia 4/22/2014

B
Missouri 8/17/2009

B
Wisconsin 11/25/2013

IA
Missouri 8/29/2012

B
Wyoming 11/19/2015

B
Montana 4/22/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CORNERSTONE WEALTH MANAGEMENT, LLC (CRD#:164666)
7417 MEXICO ROAD SUITE 104, ST. PETERS, MO 63376
Registered with this firm since 8/29/2012

B
LPL FINANCIAL LLC (CRD#:6413)
7417 MEXICO ROAD, STE 104, ST. PETERS, MO 63376
DARDENNE PRAIRIE, MO
Registered with this firm since 8/17/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/28/2014 - 01/25/2016 LPL FINANCIAL LLC (CRD#:6413) DES PERES, MO
IA
08/17/2009 - 03/27/2013 LPL FINANCIAL LLC (CRD#:6413) DES PERES, MO
IA
02/11/1999 - 08/18/2009 EDWARD JONES (CRD#:250) ST CHARLES, MO
B
07/31/1996 - 08/18/2009 EDWARD JONES (CRD#:250) ST CHARLES, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.