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MICHAEL LESLEY COOPER
MIKE COOPER
CRD#: 2756078
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 3780 OCOEE PLACE NW
SUITE 100
CLEVELAND, TN 37312
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 1998 (1 year)2 FIRMS2007 - 2013 (6 years)2 FIRMS2013 - Present (12 years)BAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)1999 - 2007 (7 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1998 - 2000 (1 year)IAAMSOUTH INVESTMENT MANAGEMENT ... (CRD# 111757)2003 - 2007 (3 years)IAAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)2003 - 2003 (<1 year)
Disclosure(s)
View By:
1/26/2012
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 2/28/2024

B
North Carolina 2/13/2013

B
California 8/4/2023

B
Ohio 3/10/2016

B
Colorado 2/13/2013

B
Pennsylvania 2/13/2013

B
Florida 2/13/2013

B
Tennessee 2/13/2013

B
Georgia 2/13/2013

IA
Tennessee 2/13/2013

B
Illinois 6/2/2014

B
Texas 2/13/2013

B
Indiana 2/13/2013

IA
Texas 5/1/2013

B
Michigan 9/28/2023

B
Wisconsin 2/13/2013

B
New York 2/13/2013

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
3780 OCOEE PLACE NW SUITE 100, CLEVELAND, TN 37312
Registered with this firm since 2/13/2013

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
3780 OCOEE PLACE NW SUITE 100, CLEVELAND, TN 37312
Registered with this firm since 2/13/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/13/2007 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) CHATTANOOGA, TN
B
02/13/2007 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) CHATTANOOGA, TN
IA
07/10/2003 - 02/13/2007 AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC (CRD#:111757) BIRMINGHAM, AL
B
12/07/1999 - 02/13/2007 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) CLEVELAND, TN
IA
02/04/2003 - 07/10/2003 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) CLEVELAND, TN
B
06/03/1998 - 02/11/2000 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
07/23/1996 - 06/01/1998 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
07/23/1996 - 06/01/1998 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.