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Detailed Report
Matthew Fortuna
MATTHEW EDWIN FORTUNA
CRD#: 2755931
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2725 Sand Hill Road
PWM
Menlo Park, CA 94025
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2019 - Present (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2017 (20 years)BAMERICORP SECURITIES, INC. (CRD# 30405)1996 - 1996 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2017 (12 years)
License(s)

State Registrations

B
Alabama 1/31/2019
B
Nebraska 1/31/2019
B
Alaska 1/31/2019
B
Nevada 1/31/2019
B
Arizona 1/31/2019
B
New Hampshire 1/31/2019
B
Arkansas 1/31/2019
B
New Jersey 1/31/2019
B
California 1/9/2019
B
New Mexico 1/31/2019
IA
California 1/23/2019
B
New York 1/31/2019
B
Colorado 1/31/2019
B
North Carolina 1/31/2019
B
Connecticut 1/31/2019
B
North Dakota 1/31/2019
B
Delaware 1/31/2019
B
Ohio 1/31/2019
B
District of Columbia 1/31/2019
B
Oklahoma 1/31/2019
B
Florida 1/31/2019
B
Oregon 1/31/2019
B
Georgia 1/31/2019
B
Pennsylvania 1/31/2019
B
Hawaii 1/31/2019
B
Puerto Rico 1/31/2019
B
Idaho 1/31/2019
B
Rhode Island 1/31/2019
B
Illinois 1/31/2019
B
South Carolina 1/31/2019
B
Indiana 1/31/2019
B
South Dakota 1/31/2019
B
Iowa 1/31/2019
B
Tennessee 1/31/2019
B
Kansas 1/31/2019
B
Texas 1/31/2019
B
Kentucky 1/31/2019
IA
Texas 1/31/2019
B
Louisiana 1/31/2019
B
Utah 1/31/2019
B
Maine 1/31/2019
B
Vermont 1/31/2019
B
Maryland 1/31/2019
B
Virgin Islands 1/31/2019
B
Massachusetts 1/31/2019
B
Virginia 1/31/2019
B
Michigan 1/31/2019
B
Washington 1/31/2019
B
Minnesota 1/31/2019
B
West Virginia 1/31/2019
B
Mississippi 1/31/2019
B
Wisconsin 1/31/2019
B
Missouri 1/31/2019
B
Wyoming 1/31/2019
B
Montana 1/31/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2725 Sand Hill Road PWM, Menlo Park, CA 94025
Registered with this firm since 1/23/2019
B
MORGAN STANLEY (CRD#:149777)
2725 Sand Hill Road PWM, Menlo Park, CA 94025
Registered with this firm since 1/9/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/26/2004 - 05/26/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 02/19/1997 - 05/26/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 07/10/1996 - 12/13/1996 AMERICORP SECURITIES, INC. (CRD#:30405) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.