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ALEXANDER CROSS CALLAHAN
CRD#: 2754040
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10400 NE 4TH ST
BELLEVUE, WA 98004
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2006 (2 years)2 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - Present (18 years)BGT GLOBAL, INC. (CRD# 19587)1997 - 1998 (1 year)
Disclosure(s)
View By:
5/30/2023
Customer Dispute
Settled
License(s)

State Registrations

B
Alaska 1/31/2008

B
New Jersey 1/6/2012

B
Arizona 12/2/2013

B
New Mexico 1/25/2024

B
California 1/12/2007

B
New York 8/16/2021

B
Colorado 1/7/2014

B
North Carolina 12/3/2013

B
District of Columbia 1/12/2007

B
Oklahoma 4/26/2012

B
Florida 4/19/2011

B
Oregon 1/12/2007

B
Hawaii 12/2/2013

B
Tennessee 3/3/2022

B
Idaho 10/13/2021

B
Texas 1/12/2007

B
Illinois 1/7/2014

IA
Texas 1/12/2007

B
Indiana 1/7/2014

B
Utah 1/25/2011

B
Minnesota 1/12/2007

B
Virginia 8/31/2016

B
Missouri 1/7/2014

B
Washington 1/12/2007

B
Montana 9/29/2021

IA
Washington 1/12/2007

B
Nevada 4/19/2013

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10400 NE 4TH ST, BELLEVUE, WA 98004
Registered with this firm since 1/12/2007

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10400 NE 4TH ST, BELLEVUE, WA 98004
Registered with this firm since 1/12/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/12/2006 - 01/23/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) SEATTLE, WA
B
08/12/2006 - 01/23/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) SEATTLE, WA
IA
05/27/2004 - 08/12/2006 PIPER JAFFRAY & CO. (CRD#:665) SEATTLE, WA
B
04/28/2004 - 08/12/2006 PIPER JAFFRAY & CO. (CRD#:665) SEATTLE, WA
B
02/07/1997 - 07/16/1998 GT GLOBAL, INC. (CRD#:19587) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.