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SUNILDA PILAR VASQUEZ
SUNILDA NEVRODIS, SUNY VASQUEZ, SUNILDA PILAR VASQUEZ ESPIRITU, Sunilda Vasquez
CRD#: 2753673
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 CROTON FALLS, NY 10519-7012, NY
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 CROTON FALLS, NY 10519-7012, NY
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2018 - 2020 (2 years)2 FIRMS2022 - 2022 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2023 - Present (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - 2018 (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2015 (1 year)BSALOMON SMITH BARNEY INC. (CRD# 7059)1999 - 2001 (1 year)BLAIDLAW GLOBAL SECURITIES, INC. (CRD# 19018)1996 - 1998 (1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1996 - 1996 (<1 year)
License(s)

State Registrations

B
Alabama 12/16/2022

B
Nebraska 12/16/2022

B
Alaska 12/16/2022

B
Nevada 12/16/2022

B
Arizona 12/16/2022

B
New Hampshire 12/16/2022

B
Arkansas 12/16/2022

B
New Jersey 12/15/2022

B
California 12/16/2022

B
New Mexico 12/16/2022

B
Colorado 12/16/2022

B
New York 12/15/2022

B
Connecticut 12/15/2022

IA
New York 11/17/2023

B
Delaware 12/16/2022

B
North Carolina 12/16/2022

B
District of Columbia 12/16/2022

B
North Dakota 12/16/2022

B
Florida 12/16/2022

B
Ohio 12/19/2022

B
Georgia 12/16/2022

B
Oklahoma 12/16/2022

B
Hawaii 12/16/2022

B
Oregon 12/16/2022

B
Idaho 12/16/2022

B
Pennsylvania 12/15/2022

B
Illinois 12/16/2022

B
Puerto Rico 12/16/2022

B
Indiana 12/16/2022

B
Rhode Island 12/16/2022

B
Iowa 12/16/2022

B
South Carolina 12/16/2022

B
Kansas 12/16/2022

B
South Dakota 12/16/2022

B
Kentucky 12/16/2022

B
Tennessee 12/16/2022

B
Louisiana 12/16/2022

B
Texas 12/16/2022

B
Maine 12/16/2022

IA
Texas 11/17/2023

B
Maryland 12/16/2022

B
Utah 12/16/2022

B
Massachusetts 12/16/2022

B
Vermont 12/16/2022

B
Michigan 12/16/2022

B
Virginia 12/16/2022

B
Minnesota 12/16/2022

B
Washington 12/16/2022

B
Mississippi 12/16/2022

B
West Virginia 12/16/2022

B
Missouri 12/16/2022

B
Wisconsin 12/16/2022

B
Montana 12/16/2022

B
Wyoming 12/16/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
CROTON FALLS, NY 10519-7012, NY
Registered with this firm since 11/17/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
CROTON FALLS, NY 10519-7012, NY
Registered with this firm since 12/15/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/03/2022 - 11/16/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WHITE PLAINS, NY
B
08/02/2022 - 11/16/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WHITE PLAINS, NY
IA
05/15/2018 - 08/24/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) BRONX, NY
B
04/19/2018 - 08/24/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) BRONX, NY
B
12/01/2015 - 04/18/2018 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SCARSDALE, NY
B
12/16/2013 - 10/07/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) SCARSDALE, NY
B
07/22/1999 - 06/15/2001 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
12/02/1996 - 04/27/1998 LAIDLAW GLOBAL SECURITIES, INC. (CRD#:19018) NEW YORK, NY
B
12/02/1996 - 12/04/1996 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.