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MARK JOSEPH PELLIS
CRD#: 2753589
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 600 GRANT STREET
3550 US STEEL TOWER
PITTSBURGH, PA 15219
3550 US STEEL TOWER
PITTSBURGH, PA 15219
0
Disclosures
28
Years of Experience
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State Registrations
B
Arizona 2/17/2006
B
New Jersey 1/29/2014
B
Arkansas 5/13/2020
B
New York 5/12/2015
B
California 8/15/2007
B
North Carolina 3/13/2013
B
Colorado 6/9/2008
B
Ohio 1/12/2004
B
Connecticut 10/2/2018
B
Oklahoma 1/8/2019
B
Florida 10/7/2022
B
Pennsylvania 1/1/2002
B
Georgia 1/16/2024
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Pennsylvania 3/23/2010
B
Illinois 1/8/2019
B
Rhode Island 3/14/2022
B
Indiana 11/2/2020
B
South Carolina 4/15/2020
B
Maryland 1/1/2002
B
Tennessee 11/9/2005
B
Massachusetts 2/1/2017
B
Virginia 2/23/2016
B
Michigan 9/25/2015
B
Washington 5/24/2018
B
Missouri 1/10/2019
B
West Virginia 7/22/2002
B
Nevada 1/25/2022
SRO Registrations
B
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IA
Registered with this firm since 3/23/2010
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Registered with this firm since 9/30/1996
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/30/1996 - 01/01/2002 | MILWAUKEE, WI | |
B | 04/07/1999 - 04/21/1999 | PITTSBURGH, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.