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ROBERT JOSEPH LEIRMOE
CRD#: 2753087
IA
B
BOLTON GLOBAL ASSET MANAGEMENTCRD#: 129376 2226 AVENIDA DE LA PLAYA
SUITE A
LA JOLLA, CA 92037
SUITE A
LA JOLLA, CA 92037
BOLTON GLOBAL CAPITALCRD#: 15650 2226 AVENIDA DE LA PLAYA
SUITE 'A'
LA JOLLA, CA 92037
SUITE 'A'
LA JOLLA, CA 92037
0
Disclosures
24
Years of Experience
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State Registrations
IA
California 8/6/2021
SRO Registrations
B
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IA
Registered with this firm since 8/6/2021
B
Registered with this firm since 9/19/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/16/2015 - 04/06/2016 | SAN DIEGO, CA | |
IA | 05/14/1999 - 12/09/2011 | SAN DIEGO, CA | |
B | 01/08/1998 - 12/31/2000 | PHOENIX, AZ | |
B | 06/21/1996 - 12/31/1997 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.