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Detailed Report
CONSTANTINE P STATHOPOULOS
CONSTANTIN E STATHOPOULOS, CONSTANTINE PETER STATHOPOULOS, GUS STATHOPOULOS
CRD#: 2751962
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 233 South Wacker Drive
Suite 8600
Chicago, IL 60606
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2007 (6 years)BH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)1997 - 2000 (3 years)IAMORGAN STANLEY (CRD# 7556)2002 - 2007 (4 years)
License(s)

State Registrations

B
Arizona 6/1/2009
B
Minnesota 2/17/2016
B
California 6/1/2009
B
Mississippi 6/11/2013
B
Colorado 10/17/2018
B
Missouri 2/3/2022
B
Connecticut 7/31/2015
B
Nebraska 5/10/2022
B
Delaware 2/14/2013
B
Nevada 6/1/2009
B
District of Columbia 11/1/2018
B
New Jersey 11/21/2011
B
Florida 6/1/2009
B
New Mexico 1/31/2019
B
Georgia 10/16/2017
B
New York 6/1/2009
B
Hawaii 6/1/2009
B
North Carolina 6/1/2009
B
Illinois 6/1/2009
B
Ohio 8/7/2018
IA
Illinois 6/1/2009
B
Pennsylvania 6/1/2009
B
Indiana 6/1/2009
B
South Carolina 8/24/2020
B
Iowa 2/3/2022
B
Tennessee 12/16/2021
B
Kansas 7/9/2024
B
Texas 3/27/2019
B
Louisiana 6/1/2016
IA
Texas 3/26/2020
B
Maryland 6/4/2013
B
Virginia 3/28/2013
B
Massachusetts 2/3/2022
B
Washington 6/1/2009
B
Michigan 2/14/2013
B
Wisconsin 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
233 South Wacker Drive Suite 8600, Chicago, IL 60606
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
233 South Wacker Drive Suite 8600, Chicago, IL 60606
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHICAGO, IL
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHICAGO, IL
IA
 10/15/2002 - 04/02/2007 MORGAN STANLEY (CRD#:7556) CHICAGO, IL
B
 08/24/2000 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) CHICAGO, IL
B
 04/30/1997 - 08/31/2000 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.