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Javier C Vargas
JAVIER CLAUDIO VARGAS
CRD#: 2751610
IA
Investment Adviser
B
Broker
IPG INVESTMENT ADVISORS, LLCCRD#: 152990 HOUSTON, TX
INVESTMENT PLACEMENT GROUPCRD#: 14458 HOUSTON, TX
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - 2021 (9 years)IAIPG INVESTMENT ADVISORS, LLC (CRD# 152990)2023 - Present (2 years)BINVESTMENT PLACEMENT GROUP (CRD# 14458)2021 - Present (3 years)BUBS INTERNATIONAL INC. (CRD# 107726)2004 - 2010 (5 years)BBBVA BANCOMER SECURITIES INTER... (CRD# 31769)2003 - 2004 (1 year)IAIPG INVESTMENT ADVISORS, LLC (CRD# 152990)2021 - 2022 (1 year)IAUBS INTERNATIONAL INC. (CRD# 107726)2005 - 2010 (5 years)
Disclosure(s)
View By:
8/19/2013
Customer Dispute
Settled
License(s)

State Registrations

B
California 6/30/2021

B
Florida 6/30/2021

IA
California 1/11/2023

B
Texas 6/30/2021

B
Colorado 6/30/2021

IA
Texas 1/12/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
IPG INVESTMENT ADVISORS, LLC (CRD#:152990)
HOUSTON, TX
Registered with this firm since 1/11/2023

B
INVESTMENT PLACEMENT GROUP (CRD#:14458)
HOUSTON, TX
Registered with this firm since 6/30/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/30/2021 - 12/31/2022 IPG INVESTMENT ADVISORS, LLC (CRD#:152990) HOUSTON, TX
IA
05/25/2012 - 06/23/2021 MORGAN STANLEY (CRD#:149777) Houston, TX
B
05/25/2012 - 06/23/2021 MORGAN STANLEY (CRD#:149777) Houston, TX
IA
01/01/2010 - 06/04/2012 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
01/01/2010 - 06/04/2012 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
IA
01/10/2005 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) HOUSTON, TX
B
08/06/2004 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) HOUSTON, TX
B
04/15/2003 - 07/20/2004 BBVA BANCOMER SECURITIES INTERNATIONAL, INC. (CRD#:31769) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.