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Detailed Report
CHRISTINE M ULLIUS
CHRISTINE MARIE MARIN, CHRISTINE MARIE ULLIUS
CRD#: 2751452
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 8613 US Hwy. 51 N
Minocqua, WI 54548
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2019 (11 years)2 FIRMS2019 - Present (5 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2008 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)1996 - 2007 (10 years)
License(s)

State Registrations

B
Alabama 9/3/2019
B
Missouri 9/3/2019
B
Alaska 9/3/2019
B
Nevada 9/3/2019
B
Arizona 9/3/2019
B
New Hampshire 9/3/2019
B
California 9/3/2019
B
New Jersey 9/3/2019
B
Colorado 9/3/2019
B
New York 9/3/2019
B
Connecticut 9/3/2019
B
North Carolina 9/3/2019
B
Delaware 8/18/2021
B
North Dakota 12/2/2022
B
Florida 9/3/2019
B
Ohio 9/3/2019
B
Georgia 9/3/2019
B
Oregon 9/3/2019
B
Hawaii 9/3/2019
B
South Carolina 9/3/2019
B
Illinois 9/3/2019
B
Tennessee 9/3/2019
B
Indiana 9/3/2019
B
Texas 9/3/2019
B
Iowa 9/3/2019
IA
Texas 9/3/2019
B
Kansas 9/3/2019
B
Virginia 9/3/2019
B
Maryland 9/3/2019
B
Washington 9/3/2019
B
Massachusetts 9/3/2019
B
Wisconsin 8/30/2019
B
Michigan 9/3/2019
IA
Wisconsin 8/30/2019
B
Minnesota 9/3/2019
B
Wyoming 9/3/2019

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX PEARL, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
8613 US Hwy. 51 N, Minocqua, WI 54548
HARSHAW, WI
Registered with this firm since 8/30/2019
B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
8613 US Hwy. 51 N, Minocqua, WI 54548
HARSHAW, WI
Registered with this firm since 8/30/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/12/2008 - 09/03/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MINOCQUA, WI
B
 05/12/2008 - 09/03/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MINOCQUA, WI
B
 04/02/2007 - 05/12/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MINOCQUA, WI
B
 12/19/1996 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) MINOCQUA, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.