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Detailed Report
JOHN CARTER SCHNIEDERS
CRD#: 2751186
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Investment Adviser
SCHNIEDERS CAPITAL MANAGEMENT, LLC.CRD#: 120952 200 SOUTH LOS ROBLES AVENUE
SUITE 510
PASADENA, CA 91101
Registration History
199820002002200420062008201020122014201620182020202220242026IASCHNIEDERS CAPITAL MANAGEMENT,... (CRD# 120952)2006 - Present (18 years)IAWILLIAM O'NEIL & CO. INCORPORATED (CRD# 894)1997 - 2006 (8 years)
License(s)

State Registrations

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California 7/7/2006
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Texas 12/22/2017
Current Registration(s)
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SCHNIEDERS CAPITAL MANAGEMENT, LLC. (CRD#:120952)
200 SOUTH LOS ROBLES AVENUE SUITE 510, PASADENA, CA 91101
Registered with this firm since 7/7/2006
Previous Registration(s)
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 07/08/1997 - 06/29/2006 WILLIAM O'NEIL & CO. INCORPORATED (CRD#:894) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.