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STEVEN MICHAEL DILLHOFF
STEVE MICHAEL DILLHOFF, STEVE DILLHOFF
CRD#: 2750679
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 7026 CORPORATE WAY STE 100A
DAYTON, OH 45459
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2003 (4 years)2 FIRMS2003 - 2006 (3 years)2 FIRMS2006 - 2020 (14 years)2 FIRMS2020 - Present (4 years)BH.D. VEST INVESTMENT SECURITIE... (CRD# 13686)1996 - 1998 (1 year)
License(s)

State Registrations

B
Arizona 10/5/2020

B
North Carolina 10/5/2020

B
California 10/5/2020

B
Ohio 10/5/2020

B
Florida 10/5/2020

IA
Ohio 10/5/2020

B
Georgia 12/2/2021

B
Rhode Island 10/5/2020

B
Illinois 10/5/2020

B
Tennessee 10/5/2020

B
Indiana 10/5/2020

B
Texas 10/5/2020

B
Kentucky 10/5/2020

IA
Texas 10/5/2020

B
Maryland 12/6/2022

B
Virgin Islands 4/22/2021

B
Michigan 10/12/2020

B
Virginia 3/9/2021

B
Missouri 10/28/2024

B
Wisconsin 10/13/2020

B
New York 10/5/2020

B
Wyoming 10/5/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
7026 CORPORATE WAY STE 100A, DAYTON, OH 45459
Registered with this firm since 10/5/2020

B
LPL FINANCIAL LLC (CRD#:6413)
7026 CORPORATE WAY STE 100A, DAYTON, OH 45459
Registered with this firm since 10/5/2020

Previous Registration(s)
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IA
11/16/2006 - 10/12/2020 BOLTON GLOBAL ASSET MANAGEMENT (CRD#:129376) DAYTON, OH
B
10/06/2006 - 10/05/2020 BOLTON GLOBAL CAPITAL (CRD#:15650) DAYTON, OH
IA
07/02/2003 - 10/06/2006 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) CENTERVILLE, OH
B
07/02/2003 - 10/06/2006 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) CENTERVILLE, OH
IA
06/28/1999 - 06/30/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) DAYTON, OH
B
01/26/1999 - 06/30/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
10/04/1996 - 01/20/1998 H.D. VEST INVESTMENT SECURITIES, INC. (CRD#:13686) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.