• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CHARLES ADAMS
CHARLES WESLEY ADAMS, CHARLIE ADAMS
CRD#: 2750470
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 4020 MOORPARK AVENUE
SUITE 101
SAN JOSE, CA 95117
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2008 (2 years)2 FIRMS2008 - 2011 (3 years)2 FIRMS2011 - Present (13 years)BMORGAN STANLEY DW INC. (CRD# 7556)1996 - 2005 (9 years)IAMORGAN STANLEY (CRD# 7556)1998 - 2005 (7 years)
Disclosure(s)
View By:
12/22/2016
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 10/13/2011

B
Indiana 5/28/2019

B
Arizona 10/7/2011

B
Nevada 10/7/2011

B
California 10/7/2011

B
North Carolina 8/2/2017

IA
California 10/10/2011

B
Ohio 10/10/2023

B
Florida 10/7/2011

B
Oregon 10/11/2011

B
Hawaii 10/29/2024

B
Texas 10/7/2011

B
Idaho 7/5/2023

IA
Texas 10/7/2011

B
Illinois 7/9/2018

B
Washington 10/7/2011

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
4020 MOORPARK AVENUE SUITE 101, SAN JOSE, CA 95117
Registered with this firm since 10/7/2011

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
4020 MOORPARK AVENUE SUITE 101, SAN JOSE, CA 95117
Registered with this firm since 10/7/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/2008 - 10/07/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN JOSE, CA
B
01/01/2008 - 10/07/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN JOSE, CA
B
08/19/2005 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SAN JOSE, CA
IA
08/19/2005 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SAN JOSE, CA
IA
08/24/1998 - 08/29/2005 MORGAN STANLEY (CRD#:7556) CUPERTINO, CA
B
07/16/1996 - 08/29/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.