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Detailed Report
VICENTE QUIROS ROMERO
VIC ROMERO, VINCENTE ROMERO
CRD#: 2749857
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Investment Adviser
BEACON INVESTMENT MANAGEMENTCRD#: 157554 CARMEL, IN
Registration History
2002200420062008201020122014201620182020202220242026IABEACON INVESTMENT MANAGEMENT (CRD# 157554)2019 - Present (6 years)IABEACON INVESTMENT MANAGEMENT (CRD# 157554)2012 - 2018 (6 years)IACREATIVE FINANCIAL DESIGNS, INC. (CRD# 109032)2001 - 2003 (2 years)
License(s)

State Registrations

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Indiana 1/17/2019
Current Registration(s)
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BEACON INVESTMENT MANAGEMENT (CRD#:157554)
CARMEL, IN
Registered with this firm since 1/17/2019
Previous Registration(s)
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 11/08/2012 - 12/31/2018 BEACON INVESTMENT MANAGEMENT (CRD#:157554) CARMEL, IN
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 05/21/2001 - 11/19/2003 CREATIVE FINANCIAL DESIGNS, INC. (CRD#:109032) CARMEL, IN
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.