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DAVID RAYMOND KEEFE
DAVID R KEEFE
CRD#: 2749505
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 3573 E. Sunrise Drive
Suite 133
Tucson, AZ 85718
CETERA ADVISOR NETWORKS LLCCRD#: 13572 3573 E. Sunrise Drive
Suite 133
Tucson, AZ 85718
Registration History
2002200420062008201020122014201620182020202220242 FIRMS2001 - 2003 (1 year)2 FIRMS2016 - 2022 (6 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2022 - Present (2 years)BMUTUAL SECURITIES, INC. (CRD# 13092)2013 - 2016 (2 years)BNEW ENGLAND SECURITIES (CRD# 615)2003 - 2013 (10 years)BEROOM SECURITIES L.L.C. (CRD# 41257)2001 - 2001 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2022 - 2023 (1 year)IANOVA FINANCIAL & INSURANCE SER... (CRD# 150148)2014 - 2016 (2 years)
License(s)

State Registrations

B
Arizona 4/20/2022

B
Nevada 4/20/2022

IA
Arizona 6/29/2023

B
New Mexico 4/20/2022

B
California 4/20/2022

B
Ohio 11/16/2022

B
Colorado 4/20/2022

B
Oklahoma 4/20/2022

B
Connecticut 4/20/2022

B
Pennsylvania 2/27/2024

B
Florida 4/21/2022

B
Texas 4/20/2022

B
Idaho 4/20/2022

IA
Texas 6/29/2023

B
Illinois 4/20/2022

B
Utah 3/1/2024

B
Kansas 6/2/2023

B
Virginia 5/17/2022

B
Michigan 4/20/2022

B
Washington 4/20/2022

B
Missouri 3/22/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
3573 E. Sunrise Drive Suite 133, Tucson, AZ 85718
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
3573 E. Sunrise Drive Suite 133, Tucson, AZ 85718
TUCSON, AZ
Registered with this firm since 4/20/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/20/2022 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
05/20/2016 - 04/20/2022 FIRST FINANCIAL EQUITY CORPORATION (CRD#:16507) Tucson, AZ
B
04/13/2016 - 04/20/2022 FIRST FINANCIAL EQUITY CORPORATION (CRD#:16507) Tucson, AZ
IA
01/24/2014 - 06/17/2016 NOVA FINANCIAL & INSURANCE SERVICES (CRD#:150148) TUCSON, AZ
B
12/03/2013 - 04/12/2016 MUTUAL SECURITIES, INC. (CRD#:13092) TUCSON, AZ
B
02/19/2003 - 12/17/2013 NEW ENGLAND SECURITIES (CRD#:615) TUCSON, AZ
IA
08/13/2001 - 01/17/2003 AXA ADVISORS, LLC (CRD#:6627) NORTHBROOK, IL
B
06/25/2001 - 01/17/2003 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
02/20/2001 - 06/14/2001 EROOM SECURITIES L.L.C. (CRD#:41257) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
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