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MANUEL DEWAYNE MENDONCA
DEWAYNE MENDONCA
CRD#: 2749217
IA
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AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 108 W Center Ave
Visalia, CA 93291
Visalia, CA 93291
0
Disclosures
28
Years of Experience
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State Registrations
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California 5/23/2016
B
Maryland 1/3/2025
IA
California 5/23/2016
B
Oregon 2/28/2023
B
Idaho 1/4/2021
B
Washington 2/28/2023
SRO Registrations
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Registered with this firm since 5/23/2016
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Registered with this firm since 5/23/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/26/2015 - 05/12/2016 | VISALIA, CA | |
B | 01/12/2012 - 05/12/2016 | VISALIA, CA | |
B | 08/30/2006 - 12/22/2011 | VISALIA, CA | |
B | 01/14/2004 - 08/31/2006 | FT. LAUDERDALE, FL | |
B | 06/18/1996 - 01/05/2004 | GLEN ALLEN, VA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.