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Detailed Report
MICHAEL JAY RENEGAR
MICHAEL J RENEGAR
CRD#: 2748679
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 OVERLOOK CENTER
SUITE 303
PRINCETON, NJ 08540
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2007 (4 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2015 (6 years)2 FIRMS2015 - Present (9 years)BC.E. UNTERBERG, TOWBIN (A CALI... (CRD# 24790)2000 - 2000 (<1 year)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)1998 - 1999 (1 year)
License(s)

State Registrations

B
Arizona 5/16/2019
B
New Jersey 11/24/2015
B
California 11/24/2015
IA
New Jersey 11/25/2015
B
Connecticut 11/24/2015
B
New York 11/24/2015
B
Delaware 11/24/2015
B
North Carolina 6/16/2021
B
Florida 11/24/2015
B
Ohio 11/24/2015
IA
Florida 5/17/2024
B
Pennsylvania 11/24/2015
B
Illinois 12/10/2021
B
Rhode Island 10/7/2020
B
Kentucky 11/24/2015
B
South Carolina 11/24/2015
B
Maryland 11/24/2015
B
Texas 3/3/2017
B
Massachusetts 11/8/2017
IA
Texas 7/30/2019
B
Missouri 7/9/2018
B
Virginia 11/24/2015
B
Nevada 11/24/2015

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 OVERLOOK CENTER SUITE 303, PRINCETON, NJ 08540
Titusville, NJ
Registered with this firm since 11/25/2015
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 OVERLOOK CENTER SUITE 303, PRINCETON, NJ 08540
Titusville, NJ
Registered with this firm since 11/24/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 11/30/2015 MORGAN STANLEY (CRD#:149777) LAWRENCEVILLE, NJ
B
 06/01/2009 - 11/30/2015 MORGAN STANLEY (CRD#:149777) LAWRENCEVILLE, NJ
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LAWRENCEVILLE, NJ
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LAWRENCEVILLE, NJ
IA
 12/05/2002 - 04/02/2007 MORGAN STANLEY (CRD#:7556) LAWRENCEVILLE, NJ
B
 05/17/2002 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) LAWRENCEVILLE, NJ
B
 06/02/2000 - 11/03/2000 C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) (CRD#:24790) NEW YORK, NY
B
 12/23/1998 - 12/14/1999 BANC OF AMERICA SECURITIES LLC (CRD#:26091) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.