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FRANCIS MARION COCKRELL
FRANCIS MARTIN COCKRELL, FRANCIS COCKRELL, FRANK COCKRELL
CRD#: 2747996
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 8880 CAL CENTER DRIVE
SUITE 220
SACRAMENTO, CA 95826-3229
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2025 - Present (<1 year)BOSAIC FA, INC. (CRD# 3978)1998 - 2025 (26 years)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)1998 - 2006 (7 years)BFORTIS INVESTORS, INC. (CRD# 421)1996 - 1996 (<1 year)IAOSAIC FA, INC. (CRD# 3978)2007 - 2025 (17 years)
Disclosure(s)
View By:
8/30/2024
Customer Dispute
Pending
License(s)

State Registrations

B
Alabama 1/24/2025

B
Nevada 1/24/2025

B
Arizona 1/24/2025

B
New Mexico 1/24/2025

B
California 1/24/2025

B
Oregon 1/24/2025

IA
California 1/24/2025

B
Pennsylvania 1/24/2025

B
Colorado 1/24/2025

B
Tennessee 1/24/2025

IA
Colorado 1/24/2025

B
Texas 1/24/2025

B
Florida 1/24/2025

IA
Texas 1/24/2025

B
Idaho 1/24/2025

B
Virginia 1/24/2025

B
Maryland 1/24/2025

B
Washington 1/24/2025

B
Massachusetts 1/24/2025

B
West Virginia 1/24/2025

B
Michigan 1/24/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
8880 CAL CENTER DRIVE SUITE 220, SACRAMENTO, CA 95826-3229
Registered with this firm since 1/24/2025

B
OSAIC WEALTH, INC. (CRD#:23131)
8880 CAL CENTER DRIVE SUITE 220, SACRAMENTO, CA 95826-3229
Registered with this firm since 1/24/2025

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/10/2007 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) SACRAMENTO, CA
B
09/30/1998 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) SACRAMENTO, CA
B
09/30/1998 - 03/27/2006 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
08/15/1996 - 10/22/1996 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.