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STEPHEN JOHN LOZAN
CRD#: 2747686
IA
B
OPPENHEIMER & CO. INC.CRD#: 249 ONE HARBOUR PLACE
SUITE 325
PORTSMOUTH, NH 03801
SUITE 325
PORTSMOUTH, NH 03801
0
Disclosures
28
Years of Experience
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State Registrations
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California 4/9/2010
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New Hampshire 9/12/2008
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Colorado 12/17/2021
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New York 7/1/2010
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Connecticut 6/14/2010
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North Carolina 1/7/2016
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Florida 9/12/2008
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Oklahoma 9/3/2019
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Georgia 2/20/2013
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Pennsylvania 9/12/2008
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Idaho 1/6/2012
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South Carolina 9/12/2008
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Indiana 9/3/2019
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Texas 7/26/2010
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Maine 9/12/2008
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Utah 1/10/2024
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Maryland 7/28/2014
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Vermont 1/20/2017
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Massachusetts 9/12/2008
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Virginia 10/21/2009
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Michigan 1/24/2011
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Washington 9/3/2019
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New Hampshire 9/12/2008
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West Virginia 9/9/2021
SRO Registrations
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Registered with this firm since 9/12/2008
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Registered with this firm since 9/12/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/23/1998 - 09/22/2008 | PORTSMOUTH, NH | |
B | 07/02/1996 - 09/22/2008 | PORTSMOUTH, NH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.