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BILLY CADE PETERSON
CRD#: 2747152
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Investment Adviser
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Previous Broker
PETERSON WEALTH SERVICES INC.CRD#: 288620 1523 EAST SKYLINE DRIVE SUITE C
SOUTH OGDEN, UT 84405
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2009 (9 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2020 (11 years)IAPETERSON WEALTH SERVICES INC. (CRD# 288620)2020 - Present (4 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1996 - 1999 (2 years)
Disclosure(s)
View By:
10/2/2009
Employment Separation After Allegations
3/4/2008
Customer Dispute
Denied
License(s)

State Registrations

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Texas 9/29/2020

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Utah 10/5/2020

Current Registration(s)
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PETERSON WEALTH SERVICES INC. (CRD#:288620)
1523 EAST SKYLINE DRIVE SUITE C, SOUTH OGDEN, UT 84405
Registered with this firm since 9/29/2020

Previous Registration(s)
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10/14/2009 - 10/02/2020 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) SOUTH OGDEN, UT
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10/01/2009 - 10/02/2020 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) SOUTH OGDEN, UT
IA
06/01/2009 - 10/29/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SALT LAKE CITY, UT
B
06/01/2009 - 10/29/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SALT LAKE CITY, UT
IA
10/05/1999 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SALT LAKE CITY, UT
B
09/02/1999 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SALT LAKE CITY, UT
B
10/30/1996 - 09/15/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.