Individual Firm
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PATRICK CHRISTOPHER LOWE
CRD#: 2745005
IA
B
MORGAN STANLEYCRD#: 149777 21650 Oxnard Street
Suite 1800
Woodland Hills, CA 91367
Suite 1800
Woodland Hills, CA 91367
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1/23/2004
Customer Dispute
Award / Judgment
State Registrations
B
Arizona 3/9/2022
B
Missouri 2/18/2022
B
Arkansas 4/15/2022
B
Nevada 2/18/2022
B
California 2/18/2022
B
New Mexico 2/18/2022
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California 2/18/2022
B
North Carolina 2/18/2022
B
Colorado 2/18/2022
B
North Dakota 2/18/2022
B
Florida 2/18/2022
B
Ohio 2/18/2022
B
Hawaii 2/22/2022
B
Oregon 2/18/2022
B
Idaho 2/22/2022
B
Pennsylvania 2/18/2022
B
Illinois 2/18/2022
B
Tennessee 2/22/2022
B
Kansas 9/6/2024
B
Texas 2/18/2022
B
Louisiana 2/21/2022
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Texas 2/18/2022
B
Massachusetts 2/22/2022
B
Washington 3/1/2022
B
Minnesota 2/18/2022
B
Wisconsin 1/23/2024
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered representatives
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IA
Registered with this firm since 2/18/2022
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Registered with this firm since 2/18/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/04/2011 - 02/28/2022 | WOODLAND HILLS, CA | |
B | 11/04/2011 - 02/28/2022 | WOODLAND HILLS, CA | |
IA | 04/07/2004 - 11/07/2011 | SANTA MONICA, CA | |
B | 04/07/2004 - 11/07/2011 | SANTA MONICA, CA | |
IA | 12/04/2000 - 04/22/2004 | WOODLAND HILLS, CA | |
B | 10/06/2000 - 04/22/2004 | WEEHAWKEN, NJ | |
B | 07/23/1996 - 10/17/2000 | NEW YORK, NY |
SANTA MONICA, CA
04/07/2004 - 11/07/2011
SANTA MONICA, CA
04/07/2004 - 11/07/2011
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.