Individual Firm
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CHARLES ARTHUR KITZMAN
CRD#: 2744754
IA
B
MORGAN STANLEYCRD#: 149777 15021 Katy Freeway
Suite 650
Houston, TX 77094
Suite 650
Houston, TX 77094
0
Disclosures
28
Years of Experience
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State Registrations
B
Alabama 4/2/2015
B
Montana 11/29/2016
B
California 6/1/2009
B
Nebraska 6/6/2014
B
Colorado 1/10/2014
B
New Jersey 6/1/2009
B
Delaware 7/3/2019
B
New York 6/1/2009
B
Florida 3/11/2010
B
North Carolina 6/17/2010
B
Georgia 6/1/2009
B
Oklahoma 1/13/2025
B
Illinois 6/28/2021
B
Oregon 2/17/2022
B
Kentucky 3/19/2018
B
Texas 6/1/2009
B
Louisiana 7/8/2011
IA
Texas 6/1/2009
B
Missouri 9/11/2015
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/22/2000 - 06/01/2009 | HOUSTON, TX | |
B | 02/22/2000 - 06/01/2009 | HOUSTON, TX | |
B | 06/19/1996 - 03/30/2000 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.