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SHARLEEN BHOOP
Sharleen Bhoop
CRD#: 2743190
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 3505 Lake Lynda Drive
Suites 219 & 264
Orlando, FL 32817
Suites 219 & 264
Orlando, FL 32817
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Alabama 5/23/2023
B
Maryland 8/22/2023
B
California 10/16/2023
B
Massachusetts 8/22/2023
B
Delaware 8/19/2024
B
Missouri 8/22/2023
B
Florida 5/23/2023
B
New York 10/30/2023
IA
Florida 5/24/2023
B
Oklahoma 10/24/2023
B
Georgia 3/14/2024
B
Pennsylvania 8/22/2023
B
Iowa 6/6/2024
B
Virginia 10/24/2023
B
Kentucky 8/22/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 5/24/2023
B
Registered with this firm since 5/23/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/08/2018 - 05/02/2023 | NEW YORK, NY | |
B | 05/08/2018 - 05/02/2023 | NEW YORK, NY | |
IA | 06/23/2016 - 05/21/2018 | NEW YORK, NY | |
B | 06/23/2016 - 05/21/2018 | NEW YORK, NY | |
B | 03/31/2016 - 05/27/2016 | NEW YORK, NY | |
B | 01/25/2010 - 10/27/2014 | NEW YORK, NY | |
B | 10/03/2005 - 12/31/2008 | NEW YORK, NY | |
B | 02/20/2001 - 10/04/2005 | NEW YORK, NY | |
B | 06/18/1999 - 11/14/2000 | WEEHAWKEN, NJ | |
B | 10/09/1997 - 02/03/1999 | LONG ISLAND CITY, NY | |
B | 03/31/1997 - 07/15/1997 | OMAHA, NE |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.