Individual Firm
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DAVID MICHAEL JULLIE
DAVID M JULLIE
CRD#: 2742699
IA
B
OSAIC WEALTH, INC.CRD#: 23131 7721 SW 62ND AVENUE
SUITE 201
SOUTH MIAMI, FL 33143
SUITE 201
SOUTH MIAMI, FL 33143
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9/10/2007
Customer Dispute
Settled
State Registrations
B
Alabama 5/20/2020
B
Missouri 11/24/2020
B
Arizona 1/2/2025
B
Nevada 2/7/2022
B
Arkansas 12/9/2020
B
New Jersey 11/2/2018
B
California 11/2/2018
B
New Mexico 11/2/2018
B
Colorado 11/2/2018
B
New York 11/2/2018
B
Florida 11/2/2018
B
North Carolina 6/12/2019
IA
Florida 11/2/2018
B
Ohio 1/6/2021
B
Georgia 11/2/2018
B
Pennsylvania 1/6/2021
IA
Georgia 9/30/2020
B
South Carolina 11/2/2018
B
Idaho 11/19/2020
B
Tennessee 11/2/2018
B
Illinois 11/2/2018
B
Texas 11/2/2018
B
Kansas 7/1/2021
IA
Texas 7/31/2019
B
Maryland 6/27/2019
B
Virginia 11/2/2018
B
Michigan 6/7/2024
B
Washington 11/2/2018
B
Minnesota 11/2/2018
B
Wyoming 2/2/2021
B
Mississippi 1/6/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/2/2018
B
Registered with this firm since 11/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/13/2016 - 11/02/2018 | SOUTH MIAMI, FL | |
B | 05/13/2016 - 11/02/2018 | SOUTH MIAMI, FL | |
IA | 08/29/1996 - 05/13/2016 | SOUTH MIAMI, FL | |
B | 08/23/1996 - 05/13/2016 | SOUTH MIAMI, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.