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BRIAN PATRICK MURPHY
CRD#: 2742376
IA
B
NEWEDGE ADVISORSCRD#: 171351 2499 W. MAIN STREET
SUITE B
TROY, OH 45373
SUITE B
TROY, OH 45373
NEWEDGE SECURITIES, LLCCRD#: 10674 4705 E Loy Road
Fletcher, OH 45326
Fletcher, OH 45326
0
Disclosures
28
Years of Experience
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State Registrations
B
Arizona 6/21/2012
B
Ohio 10/26/2009
B
California 10/26/2009
IA
Ohio 11/1/2021
B
Florida 2/12/2010
B
Virginia 8/12/2024
B
Maryland 8/29/2023
SRO Registrations
B
B
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Registered with this firm since 11/1/2021
B
Registered with this firm since 10/26/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/26/2009 - 11/01/2021 | TROY, OH | |
IA | 06/01/2009 - 10/27/2009 | BEAVERCREEK, OH | |
B | 06/01/2009 - 10/27/2009 | BEAVERCREEK, OH | |
IA | 04/02/2007 - 06/01/2009 | CENTERVILLE, OH | |
B | 04/02/2007 - 06/01/2009 | CENTERVILLE, OH | |
IA | 09/14/2005 - 04/02/2007 | CENTERVILLE, OH | |
B | 08/05/2005 - 04/02/2007 | CENTERVILLE, OH | |
B | 06/25/1999 - 08/15/2005 | CLEVELAND, OH | |
B | 05/11/1998 - 07/09/1999 | CHICAGO, IL | |
B | 11/04/1997 - 04/27/1998 | CHICAGO, IL | |
B | 05/14/1996 - 09/17/1997 | PHOENIX, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.