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Detailed Report
KIMBERLY A PARKER HANSEN
KEMBERLY ANNE HANSEN, KIMBERLY ANNE PARKER, KIMBERLY ANNE PARKERHANSEN
CRD#: 2742360
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1980 FESTIVAL PLAZA DR STE 410
LAS VEGAS, NV 89135
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2019 (9 years)2 FIRMS2019 - Present (5 years)BLPL FINANCIAL CORPORATION (CRD# 6413)2002 - 2008 (5 years)BFIRST MONTAUK SECURITIES CORP. (CRD# 13755)2000 - 2002 (2 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1996 - 2000 (3 years)IALPL FINANCIAL CORPORATION (CRD# 6413)2003 - 2008 (4 years)
Disclosure(s)
View By:
3/31/2022
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 8/29/2019
B
New Hampshire 3/7/2025
B
California 8/29/2019
B
New Jersey 8/29/2019
B
Colorado 8/29/2019
B
New Mexico 8/29/2019
B
Delaware 6/5/2023
B
New York 6/30/2021
B
Florida 8/29/2019
B
Ohio 2/6/2020
B
Hawaii 8/29/2019
B
Oregon 1/19/2025
B
Idaho 8/29/2019
B
South Carolina 8/29/2019
B
Indiana 1/4/2022
B
Tennessee 1/21/2021
B
Maryland 6/23/2023
B
Texas 8/29/2019
B
Michigan 2/5/2020
IA
Texas 8/29/2019
B
Minnesota 10/5/2023
B
Utah 10/14/2020
B
Montana 8/16/2021
B
Virginia 8/16/2021
B
Nevada 8/29/2019
B
Washington 8/29/2019
IA
Nevada 9/4/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1980 FESTIVAL PLAZA DR STE 410, LAS VEGAS, NV 89135
Registered with this firm since 8/29/2019
B
LPL FINANCIAL LLC (CRD#:6413)
1980 FESTIVAL PLAZA DR STE 410, LAS VEGAS, NV 89135
Registered with this firm since 8/29/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/30/2010 - 09/09/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) LAS VEGAS, NV
B
 03/30/2010 - 09/09/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) LAS VEGAS, NV
IA
 06/01/2009 - 04/07/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) HENDERSON, NV
B
 06/01/2009 - 04/07/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) HENDERSON, NV
IA
 02/22/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) HENDERSON, NV
B
 02/22/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) HENDERSON, NV
IA
 08/21/2003 - 02/26/2008 LPL FINANCIAL CORPORATION (CRD#:6413) LAS VEGAS, NV
B
 12/05/2002 - 02/26/2008 LPL FINANCIAL CORPORATION (CRD#:6413) LAS VEGAS, NV
B
 04/25/2000 - 12/05/2002 FIRST MONTAUK SECURITIES CORP. (CRD#:13755) RED BANK, NJ
B
 05/14/1996 - 04/26/2000 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.