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STEVEN MICHAEL LEWINE
STEVE LEWINE, STEVEN LEWINE
CRD#: 2741489
IA
B
MORGAN STANLEYCRD#: 149777 500 Post Road East
3Rd Floor
Westport, CT 06880
3Rd Floor
Westport, CT 06880
0
Disclosures
28
Years of Experience
View By:
State Registrations
B
Alaska 7/22/2014
B
Nevada 11/28/2022
B
Arizona 2/8/2023
B
New Hampshire 2/1/2017
B
California 6/29/2010
B
New Jersey 6/29/2010
B
Colorado 2/14/2017
B
New Mexico 9/28/2018
B
Connecticut 6/29/2010
B
New York 6/29/2010
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Connecticut 6/29/2010
B
North Carolina 10/16/2015
B
Delaware 2/17/2020
B
Ohio 11/21/2024
B
District of Columbia 10/1/2019
B
Oklahoma 8/9/2022
B
Florida 4/5/2013
B
Oregon 8/18/2022
B
Georgia 10/23/2015
B
Pennsylvania 7/18/2017
B
Illinois 6/29/2010
B
Rhode Island 2/2/2017
B
Iowa 2/18/2025
B
South Carolina 1/31/2017
B
Kansas 6/27/2019
B
Texas 6/29/2010
B
Louisiana 3/27/2017
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Texas 2/12/2014
B
Maine 1/26/2016
B
Vermont 10/19/2015
B
Maryland 6/1/2011
B
Virginia 12/23/2010
B
Massachusetts 2/1/2017
B
Washington 4/2/2024
B
Michigan 1/24/2012
B
West Virginia 7/22/2014
B
Minnesota 8/20/2013
B
Wisconsin 3/23/2023
B
Missouri 1/22/2015
B
Wyoming 10/30/2017
B
Montana 10/8/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/29/2010
B
Registered with this firm since 6/29/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/30/2004 - 07/02/2010 | STAMFORD, CT | |
B | 04/06/2004 - 07/02/2010 | STAMFORD, CT | |
B | 05/20/1996 - 07/16/2003 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.