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Detailed Report
RICK KARL SKOUSEN
RICK K SKOUSEN
CRD#: 2740299
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 3610 N University Ave Ste 350
Provo, UT 84601
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)1999 - 2024 (25 years)BTHE ADVISORS GROUP, INC. (CRD# 14035)1997 - 1999 (1 year)BSUN INVESTMENT SERVICES COMPANY (CRD# 5496)1996 - 1997 (1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2020 - 2024 (4 years)IATANNER CAPITAL MANAGEMENT, LLC (CRD# 123497)2005 - 2020 (15 years)
License(s)

State Registrations

B
Arizona 9/27/2024
B
Texas 7/1/2024
B
California 7/1/2024
IA
Texas 7/1/2024
B
Idaho 7/1/2024
B
Utah 7/1/2024
B
Nevada 7/1/2024
IA
Utah 7/1/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
3610 N University Ave Ste 350, Provo, UT 84601
Registered with this firm since 7/1/2024
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
3610 N University Ave Ste 350, Provo, UT 84601
Registered with this firm since 7/1/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/30/2020 - 07/02/2024 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Provo, UT
B
 02/19/1999 - 07/02/2024 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) Provo, UT
IA
 06/24/2005 - 06/30/2020 TANNER CAPITAL MANAGEMENT, LLC (CRD#:123497) PROVO, UT
B
 08/11/1997 - 02/19/1999 THE ADVISORS GROUP, INC. (CRD#:14035) BETHESDA, MD
B
 08/26/1996 - 08/08/1997 SUN INVESTMENT SERVICES COMPANY (CRD#:5496) WELLESLEY HILLS, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.