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KEVIN MICHAEL FLYNN
CRD#: 2740163
IA
B
NEWEDGE ADVISORSCRD#: 171351 900 Crest View Drive
Suite 230
Hudson, WI 54016
Suite 230
Hudson, WI 54016
LPL FINANCIAL LLCCRD#: 6413 900 CREST VIEW DR STE 230
HUDSON, WI 54016
HUDSON, WI 54016
0
Disclosures
17
Years of Experience
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State Registrations
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Minnesota 11/29/2017
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Wisconsin 11/29/2017
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Minnesota 8/28/2018
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Wisconsin 2/20/2018
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New Mexico 11/29/2017
SRO Registrations
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IA
Registered with this firm since 2/20/2018
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Registered with this firm since 11/29/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/29/2017 - 10/06/2020 | Saint Paul, MN | |
IA | 01/06/2015 - 11/29/2017 | HUDSON, WI | |
B | 01/06/2015 - 11/29/2017 | HUDSON, WI | |
IA | 09/22/2014 - 12/04/2014 | RIVER FALLS, WI | |
B | 08/25/2014 - 12/04/2014 | AMERY, WI | |
IA | 10/01/2000 - 07/01/2003 | BOYNTON BEACH, FL | |
B | 10/01/2000 - 07/01/2003 | ST. LOUIS, MO | |
B | 11/30/1999 - 10/01/2000 | CHARLOTTE, NC | |
B | 05/29/1996 - 10/05/1999 | MINNEAPOLIS, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.