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Detailed Report
Christopher Michael Heying
Chris Heying
CRD#: 2740119
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 8000 Excelsior Dr
Madison, WI 53717
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 2000 (4 years)2 FIRMS2006 - Present (19 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)2000 - 2006 (5 years)IACUNA BROKERAGE SERVICES, INC. (CRD# 13941)2005 - 2006 (<1 year)
License(s)

State Registrations

B
Arizona 1/27/2014
B
Minnesota 1/3/2006
B
California 2/27/2006
B
Montana 12/9/2021
B
Colorado 8/29/2014
B
North Carolina 2/10/2025
B
Florida 12/14/2007
B
Ohio 5/22/2024
B
Georgia 8/7/2024
B
Tennessee 8/1/2018
B
Illinois 1/3/2006
B
Texas 11/30/2020
B
Iowa 1/13/2022
B
Washington 9/4/2024
B
Kansas 1/12/2023
B
Wisconsin 1/3/2006
B
Maine 3/5/2025
IA
Wisconsin 1/3/2006

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
8000 Excelsior Dr, Madison, WI 53717
127 W Main St, Waunakee, WI 53597
Registered with this firm since 1/3/2006
B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
8000 Excelsior Dr, Madison, WI 53717
127 W Main St, Waunakee, WI 53597
Registered with this firm since 1/3/2006
Previous Registration(s)
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IA
 12/15/2005 - 01/13/2006 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) MADISON, WI
B
 07/27/2000 - 01/13/2006 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WAVERLY, IA
B
 04/29/1996 - 07/18/2000 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
 04/29/1996 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.