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David E Behar
David Evan Behar
CRD#: 2740107
IA
B
EDWARD JONESCRD#: 250 21 BELVIDERE STREET
NAZARETH, PA 18064
NAZARETH, PA 18064
0
Disclosures
8
Years of Experience
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State Registrations
B
California 9/6/2022
B
Pennsylvania 2/12/2018
B
Connecticut 11/6/2020
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Pennsylvania 2/12/2018
B
Florida 11/7/2018
B
Texas 9/8/2022
B
Illinois 4/4/2023
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Texas 9/9/2022
B
New Jersey 4/16/2018
B
Virginia 9/6/2022
B
New York 4/16/2018
SRO Registrations
B
B
B
B
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Registered with this firm since 2/12/2018
B
Registered with this firm since 1/20/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/21/1997 - 01/29/1998 | PURCHASE, NY | |
B | 06/28/1996 - 01/15/1997 | NEW YORK, NY |
NEW YORK, NY
06/28/1996 - 01/15/1997
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.