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Detailed Report
ART SALDIVAR
CRD#: 2739175
IA
Investment Adviser
B
Broker
FIRST CITIZENS INVESTOR SERVICES, INC.CRD#: 44430 75 N. Fair Oaks Ave
SUITE 400
Pasadena, CA 91103
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2011 (8 years)2 FIRMS2011 - 2022 (11 years)2 FIRMS2023 - Present (2 years)BWM FINANCIAL SERVICES, INC. (CRD# 599)1999 - 2002 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 1999 (2 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1996 - 1996 (<1 year)
License(s)

State Registrations

IA
California 1/12/2023
B
California 1/30/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430)
75 N. Fair Oaks Ave SUITE 400, Pasadena, CA 91103
Registered with this firm since 1/12/2023
B
FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430)
75 N. Fair Oaks Ave SUITE 400, Pasadena, CA 91103
Registered with this firm since 1/30/2023
Previous Registration(s)
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IA
 01/03/2011 - 05/02/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PASADENA, CA
B
 01/03/2011 - 05/02/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PASADENA, CA
IA
 02/28/2002 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PASADENA, CA
B
 02/13/2002 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PASADENA, CA
B
 12/14/1999 - 03/19/2002 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
 01/15/1997 - 12/03/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 05/22/1996 - 12/10/1996 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.