Individual Firm
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CHATTEN WALKER SCRUGGS
CHAT SCRUGGS, CHATTEN W SCRUGGS
CRD#: 2739132
IA
B
CREATIVE PLANNINGCRD#: 105348 5454 W. 110TH STREET
OVERLAND PARK, KS 66211
OVERLAND PARK, KS 66211
0
Disclosures
28
Years of Experience
View By:
State Registrations
IA
Kansas 4/19/2017
IA
Registered with this firm since 4/19/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/11/2017 - 12/31/2017 | Lees Summit, MO | |
IA | 11/04/2016 - 03/14/2017 | LEAWOOD, KS | |
B | 12/22/2016 - 03/09/2017 | Lee's Summit, MO | |
IA | 02/07/2003 - 10/14/2016 | OVERLAND PARK, KS | |
B | 04/07/1998 - 10/14/2016 | OVERLAND PARK, KS | |
IA | 12/01/1999 - 02/07/2003 | OVERLAND PK, KS | |
B | 09/05/1997 - 11/11/1997 | BELLEVILLE, IL | |
B | 06/28/1996 - 09/03/1997 | EL SEGUNDO, CA |
OVERLAND PK, KS
12/01/1999 - 02/07/2003
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.