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JEREMY BRIAN TYSOR
CRD#: 2738909
IA
B
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 5200 WARNER AVE
STE 107
HUNTINGTON BEACH, CA 92649
STE 107
HUNTINGTON BEACH, CA 92649
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Arizona 4/28/2017
B
Minnesota 4/28/2017
B
California 5/27/2015
B
Missouri 3/3/2021
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California 6/29/2015
B
Nevada 2/24/2020
B
Colorado 2/24/2020
B
North Carolina 4/1/2021
B
Florida 2/24/2020
B
Oregon 4/19/2017
B
Georgia 2/24/2020
B
Pennsylvania 3/25/2021
B
Hawaii 7/31/2024
B
Texas 2/24/2020
B
Idaho 4/19/2017
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Texas 2/26/2020
B
Illinois 7/31/2024
B
Utah 3/19/2024
B
Indiana 2/24/2020
B
Washington 2/24/2020
B
Michigan 2/5/2021
B
Wisconsin 9/3/2021
SRO Registrations
B
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Registered with this firm since 6/29/2015
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Registered with this firm since 5/27/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/11/2004 - 04/08/2014 | IRVINE, CA | |
B | 02/20/2001 - 12/11/2004 | NEWPORT BEACH, CA | |
B | 04/28/1997 - 09/27/2000 | DENVER, CO | |
B | 05/21/1996 - 12/19/1996 | DETROIT, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.