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BRIAN PARKER SIMS
CRD#: 2738896
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 850 WOODSTOCK RD
ROSWELL, GA 30075
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - Present (16 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)2000 - 2006 (5 years)BJ.C. BRADFORD & CO. (CRD# 1287)1997 - 2000 (3 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1996 - 1997 (<1 year)IALEGG MASON WOOD WALKER INC (CRD# 6555)2003 - 2006 (3 years)
License(s)

State Registrations

B
Alabama 7/15/2015

B
North Carolina 1/30/2009

B
Arizona 9/15/2020

B
Ohio 3/2/2022

B
California 1/30/2009

B
Pennsylvania 2/16/2022

B
Colorado 2/23/2021

B
South Carolina 1/30/2009

B
Florida 1/30/2009

B
Tennessee 1/30/2009

B
Georgia 1/30/2009

B
Texas 2/5/2025

IA
Georgia 2/13/2009

IA
Texas 2/5/2025

B
Illinois 8/28/2020

B
Utah 11/2/2022

B
Maryland 2/16/2022

B
Virginia 1/30/2009

B
Massachusetts 9/11/2023

B
Washington 1/30/2009

B
New Jersey 1/30/2009

B
Wisconsin 8/28/2020

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
850 WOODSTOCK RD, ROSWELL, GA 30075
Registered with this firm since 2/13/2009

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
850 WOODSTOCK RD, ROSWELL, GA 30075
Registered with this firm since 1/30/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/21/2006 - 02/19/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
B
02/21/2006 - 02/19/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
IA
01/17/2003 - 02/21/2006 LEGG MASON WOOD WALKER INC (CRD#:6555) ATLANTA, GA
B
06/07/2000 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
01/10/1997 - 06/14/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
B
05/14/1996 - 01/14/1997 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.