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NANCY CAROLYN JOHNSON
NANCY WILLIAMS
CRD#: 2738384
IA
B
PRIMERICA ADVISORSCRD#: 10111 110 BOGGS LN
STE 254
CINCINNATI, OH 45246
STE 254
CINCINNATI, OH 45246
0
Disclosures
28
Years of Experience
View By:
State Registrations
B
Florida 8/3/2020
B
Michigan 1/27/2020
B
Georgia 10/28/2021
B
Nevada 5/3/2024
B
Indiana 1/27/2020
B
Ohio 1/27/2020
B
Kentucky 1/27/2020
IA
Ohio 9/24/2023
SRO Registrations
B
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IA
Registered with this firm since 2/24/2021
B
Registered with this firm since 1/27/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/05/2020 - 02/23/2021 | SARASOTA, FL | |
IA | 06/20/2012 - 12/31/2019 | FT WRIGHT, KY | |
B | 09/03/1996 - 12/31/2019 | FT WRIGHT, KY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.