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Detailed Report
MARK BENJAMIN PATSY
CRD#: 2737963
IA
Investment Adviser
B
Broker
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.CRD#: 106277 Wylie, TX
FEDERATED SECURITIES CORP.CRD#: 5009 WYLIE, TX
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 1997 (1 year)2 FIRMS2010 - Present (14 years)IAFEDERATED SECURITIES CORP. (CRD# 5009)2009 - Present (15 years)IAFEDERATED INVESTMENT COUNSELING (CRD# 105325)2004 - Present (20 years)BFEDERATED SECURITIES CORP. (CRD# 5009)1998 - Present (27 years)BMEYERS POLLOCK ROBBINS, INC. (CRD# 13436)1996 - 1996 (<1 year)
License(s)

State Registrations

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Illinois 10/14/2022
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Pennsylvania 11/3/2004
IA
Massachusetts 5/12/2010
B
Texas 1/7/1999
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New York 8/5/2021
IA
Texas 11/3/2004

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. (CRD#:106277)
Wylie, TX
Registered with this firm since 5/12/2010
IA
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC (CRD#:109355)
Wylie, TX
Registered with this firm since 5/12/2010
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FEDERATED SECURITIES CORP. (CRD#:5009)
WYLIE, TX
Registered with this firm since 11/11/2009
IA
FEDERATED INVESTMENT COUNSELING (CRD#:105325)
Wylie, TX
Registered with this firm since 11/3/2004
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FEDERATED SECURITIES CORP. (CRD#:5009)
WYLIE, TX
Registered with this firm since 1/1/1998
Previous Registration(s)
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 10/18/1996 - 10/29/1997 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 10/18/1996 - 10/29/1997 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 06/10/1996 - 12/19/1996 MEYERS POLLOCK ROBBINS, INC. (CRD#:13436)
FINRA expelled the firm on 08/10/2001
NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.