Individual Firm
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ROBERT NICHOLAS CASOLARO
CRD#: 2737895
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 58 SOUTH SERVICE ROAD
SUITE 305
MELVILLE, NY 11747
SUITE 305
MELVILLE, NY 11747
0
Disclosures
26
Years of Experience
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State Registrations
B
Alabama 1/17/2025
B
New Jersey 1/16/2014
B
California 10/20/2023
B
New York 1/16/2014
B
Connecticut 1/16/2014
IA
New York 5/25/2021
B
Florida 12/9/2015
B
North Carolina 9/29/2020
B
Louisiana 3/20/2023
B
Pennsylvania 11/19/2015
B
Maine 6/15/2022
B
Rhode Island 12/3/2018
B
Maryland 4/17/2023
B
Tennessee 3/31/2022
B
Massachusetts 10/25/2022
SRO Registrations
B
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IA
Registered with this firm since 1/24/2014
B
Registered with this firm since 1/16/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/02/2012 - 12/31/2013 | NEW YORK, NY | |
B | 12/09/2008 - 12/31/2013 | NEW YORK, NY | |
IA | 12/09/2008 - 07/02/2012 | NEW YORK, NY | |
IA | 05/18/2007 - 12/09/2008 | NEW YORK, NY | |
B | 01/14/2005 - 12/09/2008 | NEW YORK, NY | |
B | 08/23/2004 - 01/14/2005 | LONDON | |
B | 02/26/1999 - 08/23/2004 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.