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JOHN CLEMENT CURVIN
JOHN C CURVIN
CRD#: 2737635
IA
B
MML INVESTORS SERVICES, LLCCRD#: 10409 300 CORPORATE PKWY
SUITE 216N
AMHERST, NY 14226
SUITE 216N
AMHERST, NY 14226
0
Disclosures
28
Years of Experience
View By:
State Registrations
B
Arizona 6/16/2020
B
Ohio 3/6/2019
B
California 4/26/2023
B
Oklahoma 7/29/2021
B
Florida 3/25/2017
B
Oregon 8/7/2018
B
Georgia 3/25/2017
B
South Carolina 9/8/2017
B
Maryland 8/1/2024
B
Tennessee 1/17/2023
B
New Jersey 3/25/2017
B
Texas 11/28/2018
B
New York 3/25/2017
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Texas 11/29/2018
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New York 6/14/2021
B
Virginia 1/6/2021
B
North Carolina 6/26/2019
SRO Registrations
B
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IA
Registered with this firm since 11/29/2018
B
Registered with this firm since 3/25/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/30/2005 - 03/25/2017 | WILLIAMSVILLE, NY | |
B | 11/30/2005 - 07/09/2007 | WILLIAMSVILLE, NY | |
B | 12/15/1997 - 12/31/2005 | SOMERSET, NJ | |
B | 05/09/1996 - 01/08/1998 | SPRINGFIELD, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.