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MICHAEL ANTHONY LAPORTE
Mike LaPorte
CRD#: 2736083
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 2 W OAKLAND AVE STE 200
OAKLAND, FL 34760
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2013 - 2018 (4 years)2 FIRMS2018 - Present (6 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)2000 - 2013 (13 years)BNYLIFE SECURITIES INC. (CRD# 5167)1996 - 2000 (3 years)IAVICUS CAPITAL, INC. (CRD# 116021)2011 - 2018 (6 years)IAWALNUT STREET SECURITIES, INC. (CRD# 15840)2006 - 2013 (7 years)IAWALNUT STREET ADVISERS INC (CRD# 109903)2002 - 2006 (4 years)IALAPORTE FINANCIAL GROUP, INC. (CRD# 119568)2004 - 2006 (2 years)
Disclosure(s)
View By:
2/19/2015
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 6/29/2022

B
North Carolina 7/26/2018

B
Colorado 7/26/2018

B
Oklahoma 10/8/2018

B
Florida 7/24/2018

B
Pennsylvania 7/24/2018

IA
Florida 7/25/2018

B
South Carolina 7/26/2018

B
Georgia 7/24/2018

B
Tennessee 7/24/2018

B
Illinois 7/26/2018

B
Texas 7/24/2018

B
Indiana 7/27/2018

IA
Texas 7/25/2018

B
Kentucky 10/8/2018

B
Vermont 5/16/2019

B
Maryland 8/21/2018

B
Virginia 7/26/2018

B
Massachusetts 1/23/2019

B
Washington 3/14/2019

B
New Jersey 7/24/2018

B
Wisconsin 10/8/2018

B
New York 7/26/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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LPL FINANCIAL LLC (CRD#:6413)
2 W OAKLAND AVE STE 200, OAKLAND, FL 34760
Registered with this firm since 7/25/2018

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LPL FINANCIAL LLC (CRD#:6413)
2 W OAKLAND AVE STE 200, OAKLAND, FL 34760
Registered with this firm since 7/24/2018

Previous Registration(s)
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IA
09/03/2013 - 07/25/2018 CETERA ADVISOR NETWORKS LLC (CRD#:13572) WINTER GARDEN, FL
B
09/03/2013 - 07/25/2018 CETERA ADVISOR NETWORKS LLC (CRD#:13572) WINTER GARDEN, FL
IA
10/12/2011 - 07/24/2018 VICUS CAPITAL, INC. (CRD#:116021) WINTER GARDEN, FL
IA
05/04/2006 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) OCOEE, FL
B
02/22/2000 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) OCOEE, FL
IA
03/19/2002 - 11/02/2006 WALNUT STREET ADVISERS INC (CRD#:109903) ORLANDO, FL
IA
03/12/2004 - 06/26/2006 LAPORTE FINANCIAL GROUP, INC. (CRD#:119568) ORLANDO, FL
B
06/12/1996 - 02/23/2000 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.